Sen. Warren Questions Firms on Their DOL Fiduciary Prep Ahead of Possible Delay
DOL Quickly Releases Another Batch of Fiduciary FAQs
5 Predictions for Advisor Fintech in 2017
Call Centers staffed by securities professionals are becoming increasingly common and often are “sales-oriented,” according to the Financial Industry Regulatory Authority, which issued an investor alert on them Thursday.
As broker-dealers move to push clients with accounts with less than $100,000-$250,000 in assets from working with live advisors to call centers — such as those in the Merrill Edge program — the regulator says some of these transfers may be happening “without prior customer consent.”
Merrill Edge plans to introduce a robo-advice offering later this year that combines online investing technology with human advisors.
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ThinkAdvisor’s TechCenter is an educational resource designed to give you a competitive edge by keeping you abreast of new tech innovations and need-to-know information that can be applied to your business. Resources The Four-step Business Planning Process
The reasons behind the importance of planning aren’t hard to understand. Go beyond standard planning best practices with this Four-step Business Planning Process. This white…
best stock companies to invest in: Alder BioPharmaceuticals, Inc.(ALDR)
- [By Paul Ausick]
Alder Biopharmaceuticals Inc. (NASDAQ: ALDR) posted a new 52-week low of $13.50on Tuesday, down nearly 28% compared with Monday’s closing price of $18.70. The stock’s 52-week high is $36.48. Volume totaled more than 12 million shares, about 12 times the daily average of around 720,000. The company reported that its migraine treatment reported a positive result, but investors were not impressed.
best stock companies to invest in: Houghton Mifflin Harcourt Company(HMHC)
- [By Peter Graham]
A long term performance chart shows Chegg Inc finallymovingabove IPO levels while potential performance benchmarks such as Houghton Mifflin Harcourt Co (NASDAQ: HMHC) and Barnes & Noble Education Inc (NYSE: BNED), a spin off from Barnes & Noble, Inc (NYSE: BKS), have seen their performance slip:
best stock companies to invest in: CBOE Holdings Inc.(CBOE)
- [By Saumya Vaishampayan var popups = $(“.socialByline .popC”); ]
Those who dabble in derivatives tied to the CBOE (CBOE) Volatility Index are placing bets that pay out if the stock market keeps swinging, and especially if it drops.
- [By CNNMoney Staff]
Stocks continued to rally despite the fact that options trading was temporarily halted Monday afternoon at exchanges run by CBOE Holdings (CBOE), Nasdaq OMX (NDAQ), BATS Global Markets and Miami International Holdings due to issues at the Options Price Reporting Authority (OPRA), which provides trading data and price quotes.
- [By David Zeiler]
Bats Global Markets was acquired on Feb. 28 by the Chicago Board Options Exchange (Nasdaq: CBOE).
But the Bats BZX Exchange has had a bigger role than just serving as the place where the Winklevoss ETF will be listed…
best stock companies to invest in: Lincoln National Corporation(LNC)
- [By WWW.THESTREET.COM]
* The market bent yesterday but today it stabilized. (A good showing, all things being considered–but in no way decisive going forward).
* Gold +$5/oz.
* Crude oil +$0.50 and the rise is taking up some energy stocks.
* The Russell returned to the spotlight.
* Life insurance–particularly Lincoln National (LNC) (on an upgrade). Hartford Financial Services (HIG) gets a small lift.
* Retail returned from the depths. The standouts–L Brands (LB) , Kohl’s (KSS) , Bed Bath (BBBY) , Nordstrom (JWN) and Gap (GPS) .
* Ag equipment–after an analyst upgrade yesterday.
* Homebuilders catch a bid.
* Day one of the Masters Golf Tournament.
- [By Lee Jackson]
Lincoln National Corp. (NYSE: LNC) also had the man at the top selling stock last week. Dennis Glass, the CEO of this insurance and retirement focused company, sold a block of 75,000 shares at between $71.00 and $71.28 apiece. The total for the sale was posted at $5 million. Shares closed Friday at $71.69, in a 52-week rangeof $34.16 to $73.71. The consensus price target is $73.17.